Financial Elder Abuse In California Securities Arbitrations

California’s Welfare & Institutions Code provides a series of remedies for financial abuse of those age 65 or older. For years, financial elder abuse has been plead in investor arbitration c ... Read more

Can I Recover My Attorney’s Fees?

Litigation is expensive. Although every case is different, it is not uncommon for a case that runs through trial to cost each side hundreds of thousands of dollars in attorney’s fees. As a resul ... Read more

FINRA’s 2016 Regulatory and Examination Priorities Letter

Earlier this year, FINRA released its annual Examination Priorities Letter, which offers its members a glimpse into what they can expect from examinations during the coming year. Click here for a link ... Read more

Barr & Young Wins FINRA Arbitration for National Broker-Dealer

We are pleased to report a victory for one of our national broker-dealer clients in a recent decision by a panel of FINRA arbitrators in Los Angeles. Gordon Young and Graham Douds of Barr & Young ... Read more

Criminal Liability Arising from Interviews with Securities Regulators

“I wish you had called us earlier.” This is often our response when clients call us after they have been interviewed by law enforcement, or governmental, regulatory, or private investigato ... Read more

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