Securities Fraud

Are you thinking about buying stock in a company? Investing money in a company can be a scary decision for many people. There's a limited amount of mo ... read more
Recent Articles
Bernard Madoff Sentenced to 150 Years
  A federal court gave Bernard Madoff the maximum prison sentence of 150 years for running a massive Ponzi scheme Ponzi schemes are funded through the continuous recruitment of new investors rather than through returns on legitimate investments Ponzi and other pyramid schemes are illegal under the Federal ... Read more

Madoff Family Members Facing Lawsuit for Millions
Bernie Madoff's two sons, a niece and a brother are being sued for nearly $200 million that they allegedly took from Madoff's investment firm The lawsuit was filed by a trustee for the Securities Investor Protection Corporation (SIPC) and claims that the family members neglected their duties as employees ... Read more

New Decision Puts Ratings Firms in a Tight Spot
Update Late in April 2010, Shira A. Scheindlin, a New York federal district court judge, denied a motion to dismiss filed by Moody's Investors Service and Standard & Poor's Financial Services. The suit was filed against them and the other "big" rating firm, Fitch, by several investors as a class action. ... Read more

SIPC Trustee Sues Ruth Madoff for $45 Million
A $45 million lawsuit has been filed against Ruth Madoff to recapture funds given to her during the past six years Ruth Madoff is the wife of the Ponzi schemer Bernard Madoff The Securities Investor Protection Corporation (SIPC) either actsas trustee or works with an independent court-appointed trustee ... Read more

Checklist: Avoiding Investment Fraud
As an investor, you must worry about a number of different risks. Market risk, inflation risk and credit risk are just a few examples of the types of risks you face. One of the most dangerous risks is investment fraud. There are multiple investment scams in the securities markets that you need to look ... Read more

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i would need to review the documentation. i would need a timeline of the events. If the case has merit,  the 15 victims could pool their resources to lower the cost of legal fees. Please call to ...Read more

yes. however, the 'devil is in the details'. i would have to review the contract you signed with the broker and your history of stock trading. i have had many FINRA cases and your 'contractual relatio ...Read more

you should be able to see if the broker's license has been taken away by FINRA and NJ. she should also be able to determine if the person filed for bankruptcy. we can help you with these findings if y ...Read more

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Measure to be Considered to Protect Elders from Financial Exploitation

The Texas Banker’s Association recently prepared their legislative agenda for the new session, and at the top of the list was work on legislative authorities for banks to protect elder ... Read more

Trump University Class Action Lawsuit

The class action case against president-elect Donald Trump and his Trump University for fraud progressed further yesterday, as Trump’s lawyers agreed to enter settlement talks. Plaintiffs allege ... Read more

Prudential Fined for Failure to Supervise Fraudulent Withdrawals

FINRA fined Prudential Annuities Distributors $950,000 this month for its failure to detect and prevent the theft by its agent, Travis Wetzel, of almost $1,300,000 from a customer’s variable ann ... Read more

Washington DC Investment Advisor Dawn Bennett Barred by SEC

As set out in this SEC Order from an Administrative Law Judge, Dawn Bennett has been barred from the securities industry by the SEC. Dawn Bennett was a Washington DC area advisor who was previously re ... Read more

UBS Puerto Rico Bond Funds Claims

UBS’s Puerto Rico Closed End Funds UBS Puerto Rico Bond Fund – Securities Lawyers  Since 1995, UBS has been the underwriter of fourteen Puerto Rico closed-end funds (CEF’s) with ... Read more

See more  (17 Blogs on Securities Fraud)

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