Securities Fraud Law Blog

U.S. SEC fraud lawsuit vs Morgan Keegan revived

Thursday, May 3, 2012 by Simon W. Johnson

U.S. SEC fraud lawsuit vs Morgan Keegan revived

from Reuters

http://www.reuters.com/article/2012/05/02/us-raymondjames-morgankeegan-sec-idUSBRE84116D20120502

Posted at 17:22 PM | PERMALINK

Topic: Securities Fraud

CIT Group offers to pay $75 million to end fraud lawsuit

Thursday, March 15, 2012 by Simon W. Johnson

CIT Group offers to pay $75 million to end fraud lawsuit

from Reuters

http://www.reu ters.com/article/2012/03/14/us-cit-lawsuit-idUSBRE82D02U20120314

Simon W. Johnson

swj@swjlawoffice.com Read More

Posted at 16:54 PM | PERMALINK

Topic: Securities Fraud

Lawsuit claims Tommy Tuberville, partner defrauded investors

Wednesday, February 29, 2012 by Simon W. Johnson

Lawsuit claims Tommy Tuberville, partner defrauded investors

from USA Today

http://content.usatoday.com/communities/campusrivalry/post/20 12/02/tommy-tuberville-federal-lawsuit-fraud-17-million/1#.T06lkfVSkTB

Simon W. Johnson

Posted at 20:42 PM | PERMALINK

Topic: Securities Fraud

Fort Lauderdale man ran Ponzi scheme, lawsuit alleges

Tuesday, February 21, 2012 by Simon W. Johnson

Fort Lauderdale man ran Ponzi scheme, lawsuit alleges

from Orlando Sentinel

http://www.orlandosentinel.com/news/local/fl-george-elia-investment-20120219,0,6643374.story

Simon W. Johnson

swj@swjlawoffice.com Read More

Posted at 18:08 PM | PERMALINK

Topic: Securities Fraud

Fink & Grow Rich

Friday, August 6, 2010 by Howard B. Sirota

The Dodd-Frank Act, enacted July 21, 2010, contains provisions establishing financial incentives for whistleblowers who provide the SEC with original information conserning securities fraud leading to an SEC recovery above $1 million. An SEC whistleblower is entitled to an award of 10% to 30% of the SEC recovery above $1 million, and is specifically protected against retaliation. The SEC is promulgating rules and regulations, establishing a separate Office to screen and evaluate w... Read More

Posted at 12:07 PM | PERMALINK

Topic: Securities Fraud

S.E.C. v. Goldman Sachs

Sunday, April 18, 2010 by Howard B. Sirota

The SEC action charging Goldman Sachs signals there's a new Sheriff in town, Rick Simpson, and that there are no more "Sacred Cows" on Wall Street anymore. In the end, however, Goldman will survive the scandal with a payment it can well afford to pay and a consent decree in which it neither admits nor denies the truth of the allegations. ... Read More

Posted at 09:27 AM | PERMALINK

Topic: Securities Fraud

Overstock.com Litigation Update 2010

Monday, February 8, 2010 by Howard B. Sirota

Overstock.com faces serious litigation risk from the expanded SEC inquiry and may not be able to issue 2008-2009 restated audited financial statements in time to avoid delisting from NASDAQ.... Read More

Posted at 16:48 PM | PERMALINK

Topic: Securities Fraud

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